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Oklahoma Department of Human Services
Sequoyah Memorial Office Building, 2400 N. Lincoln Blvd. • Oklahoma City, OK 73105
(405) 521-3646 • Fax (405) 521-6684 • Internet: www.okdhs.org
OKDHS
Administration
Consolidated Records Disposition Schedule 87-05

July 27, 2006

The Oklahoma Department of Human Services Records Management Program includes all record formats, such as machine-readable tapes and disks, microfilm, audio and video tapes, e-mail, local and wide-area computer networks, electronic files, and paper documents, such as forms, correspondence, and files.

This is a reference copy of the Records Disposition Schedules for the Finance Division and the Human Resources Management Division as approved by the Archives and Records Commission. The Record Copy of this schedule is maintained by the Oklahoma Department of Libraries, Archives and Records Management Division.

Records are to be handled in a confidential manner per OAC 340:1-1-20 or as otherwise cited.

All OKDHS records are to be destroyed through a security destruction method as outlined in OKDHS Policy: 2-21-57. Approval to destroy records is obtained from the State Records Administrator prior to their destruction. Records may be destroyed only after OKDHS has received approval to destroy the records from the State Records Administrator. 

Copies of records contained in this schedule that were created for the user’s convenience may be destroyed when they are no longer required for administrative purposes.

 

For questions or comments, please contact the OKDHS Records Management Administrator.

10.Finance Division/Finance Operations
10-1Cash Book (General Ledgers)
10-2W-2 Forms
10-3IRS Form 1099
10-4Object Code Register (FA 310)
10-5Object Code Register (FA 306)
10-6Financial Report Documentation File (Hard Copy)
10-7Medical Service Providers, Rent Payments, and Contract Labor 1099 Forms
10-8Non-Employee (DHS) Home Maintenance Aid Wage and Tax Statement
10-9Original Federal/State Agreements and Modifications for Social Security Coverage
11.Finance Division/Federal Accounting
11-7Cost Code Register (FA 316)
11-9Warrant Register by Location (FA 308)
11-10Warrant Register by Object Number (FA 304A)
11-11Payments for Foster Care (FA 318-SYS-3)
11-12Monthly Expenditures by Division (FA 314)
11-13Paid Claims Cross Reference List by Warrant Number
11-14Overall Payroll Costing PRO 65 Report (Record Copy)
11-15T-XVIII Files
11-16Aging and Medical Report Claims
11-17Title XIX Work Papers - Payments
11-18Printing Requisitions
11-19Supply Requisitions
11-20Request for Federal Funds (Payment Vouchers)
11-21Grant Awards and Budget Estimate Reports
11-22Expenditure Reports
11-23Budget Codes by Cost Center
11-24Clothing Requisitions
11-25Home Maintenance by Vendors
11-26State Plans and Title XIX Manuals for Federal Programs
11-27Daily Claim List (Fund 772) and VR Medical Claims
11-28Medicare, Medicaid, and Hospital Data
11-29PR 0085--County Employees
11-30Interfund Transfers
11-31Medical Warrant Registers, Title XIX
12.Finance Division/Claims Processing
12-1Rental Reports
12-2Agency 340 Claims
12-8Photocopies and Thermofax Copies
12-9Claim Jackets Processed in Error
12-10AMiscellaneous Claims and Invoices (Except OSF Form 14 and OSF Form 9)
12-10BMiscellaneous Claims and Invoices (Convenience Copies) (Except OSF Form 14 and OSF Form 9)
12-10CAlternate Claim Processing System (Electronically Filed Miscellaneous Claims and Invoices)
12-34OKDHS Purchase Cards (P/Card)
13.Finance Division/Budget Unit
13-4Budget Worksheets
13-8Position Budgeting Report
13-9Fiscal Year Position Budget
14.Finance Division/Administrative Cost Allocation
14-1Administrative Cost Allocation
14-2Random Moment Time Study Job Logs
15.Finance Division/Finance Systems Section
15-1Administrative Claims History
15-2Fund 340 History
15-3Finance Systems Log On Authorization
16.Finance Division/Food Stamp Issuance Unit
16-1Authorization to Mail and Issuance Report
17.Finance Division/Revenue Processing Unit and Trust Accounts Unit
17-1Cashbook Reconcilement
17-2Daily Transaction Register
17-3Daily Exception Report
17-4Client Receipts
17-6Letters of Credit and Fund Transfers
17-7Clearing Account (1830) Voucher Requests
17-8Monthly Clearing Account (1830) Reconcilement
17-9Fund Deposits
17-11Clearing Account (1830) Deposits
17-121830-F Deposits
17-13Daily Cash Reconcilements
[17-14]Agency Check Entering System (ACES) Transfer Deleted from schedule, July 16, 2009
17-15Canteen Reports
17-16Claims Submission Control Sheets for 700 Funds
17-17Client Benefit Reports
17-18Financial Report-Commission Report, Page 2
17-19Interest Reports
17-20Revenue Reports by Fund/Account
17-211099 Interest Reports for Custody Clients
17-22Unclaimed Property
17-23Warrant Cancellations Report-700 Funds
17-24Daily Transaction Register—Expenditures
17-25Client Payroll Reports
17-26700 Funds Reconcilement
17-27Trust Account Client W-2 Reports
17-28Year-End Reports
18.Finance Division/Warrant Control
18-1Rewrites--Canceled by Statutes--Forgeries
18-2Monthly Folders for Assistance Payments
18-3Federal Regulations
18-4F-15, F-16, and F-17
18-5Mental Retardation Developmental Disability (MRDD) Claims and Warrant Registers and Special Issues
18-6Child Support Disposition Documents
18-7Warrant Registers (CB 302)
18-8Warrant Register of Issued/Cancelled Warrants (CB 301)
18-9Canceled and Voided Warrants
18-10Employer Copy of Federal Form 1099
18-11Employer Copy of Non-Employee W-2's
18-12Remittance Forms
19.Finance Division/Budget Control and Management Unit
19-1ABudget Control System Records (Machine Readable Record)
19-1BBudget Control System Records (Backup Tapes)
19-1CBudget Control System Computer Printouts
19-2Request for Change in Budget Information on File
19-3Budget Control System Internal Worksheets
19-4AP.C. Records (Machine Readable Record)
19-4BP.C. Records (Backup Tapes)
19-4CP.C. Reports (Hard Copy Printouts)
21.Human Resources Management Division/Personnel Unit
21-1AApplications for Employment (Applicants Hired)
21-1BApplication for Employment (Applicants Not Hired)
21-2AApplicant Interview Reports (Applicants Hired)
21-2BApplicant Interview Reports (Applicants Not Hired)
21-4Form Letters to Job Applicants
21-5Personnel Records of DHS Employees (Active)
21-6Personnel Records of DHS Employees (Inactive)-Retirement System Members and Nonretirement Members
21-7Internal Job Announcements File
21-8Computer Reports and Logs
21-9Approval of Leave Forms (Original)
21-10Applications for Professional or Training Leave
21-11Employee Leave Summary (Computer Tapes)
21-12Position Budget Report
21-13AForm Letters for Employment References (Applicants Hired)
21-13BForm Letters for Employment References (Applicants Not Hired)
21-16AApplicant Availability Letter (Applicants Hired)
21-16BApplicant Availability Letter (Applicants Not Hired)
21-17Position Description Questionnaire with Supporting Documentation
21-18In-Service Training Attendance Records
22.Human Resources Management Division/Employee Benefits
22-1Employees Insurance Files (Active)
22-2Employee Insurance File (Inactive)
23.Human Resources Management Division/Staff Development Unit
23-1Applications for Tuition Scholarships
23-3Employee Mediation Records
23-4Employee Pretermination Hearing Records
24.Human Resources Management Division/Employee Relations
24-4Alcohol and Controlled Substances Testing, Administrative Records
24-5Alcohol and Controlled Substances Testing, Plans, Policy and Procedures
24-6Alcohol and Controlled Substances Testing, Collection Process
24-7Alcohol and Controlled Substances Testing, Consolidated Annual Calendar Year Summaries
24-8Alcohol and Controlled Substances Testing, Education and Training Records
24-9Alcohol and Controlled Substances Testing, Employee Acknowledgment of Notice Forms
24-10Alcohol and Controlled Substances Testing, Results---Positive
24-11Alcohol and Controlled Substances Testing Results, Positive---Applicants, not hired
24-12Alcohol and Controlled Substances Testing Results, Negative
24-13Alcohol and Controlled Substances Testing, In-Service Training Attendance Records
24-14Alcohol and Controlled Substances Testing, Referral, Evaluation, and Treatment
33.Finance Division/Payroll Unit
33-1APayroll Time Reports/Unit Leave Summaries
33-1BPayroll Time Reports/IUnit Leave Summaries
33-2Payroll Claim Detail
33-3Terminated Employee Payroll Files
33-4W-2 Forms
33-5Calendar Year Earning Listing
33-6Miscellaneous Claims and Invoices (OSF Form 14 and OSF Form 9)
33-7Employee Payroll Files (August 16, 2001-)
33-8Employee Payroll Files Backup Tapes
37.Finance Division/Electronic Benefits
37-1Annual Report of Participation
37-2Monthly Report of Participation